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Katherine Lynn Desimone

Oneamerica Securities, Inc.

Indianapolis, IN

Providence, RI

CRD 8128163

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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-05-07
MD RA APPROVED 2026-05-07
RI RA APPROVED 2026-05-07
  • ME RA
    APPROVED
    Since 2026-05-07
  • MD RA
    APPROVED
    Since 2026-05-07
  • RI RA
    APPROVED
    Since 2026-05-07

Branch Locations

One American Square, Indianapolis, IN 46282 • United States

Two Regency Plaza Suite 4, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Providence RI 03/2024 Present
Oneamerica Securities Providence RI 07/2025 Present
Williams & Stuart Real Estate Cranston RI 04/2015 06/2025
  • 03/2024 → Present
    American United Life
    Providence, RI
  • 07/2025 → Present
    Oneamerica Securities
    Providence, RI
  • 04/2015 → 06/2025
    Williams & Stuart Real Estate
    Cranston, RI
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Independent Contractor: DeSimone Realty, LLC-Realtor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-06
S63 Uniform Securities Agent State Law Examination 2025-09-08
  • S65 Uniform Investment Adviser Law Examination
    2026-05-06
  • S63 Uniform Securities Agent State Law Examination
    2025-09-08
Other Names
  • Kate Desimone

View on SEC IAPD

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