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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-20 |
| NY | RA | APPROVED | 2026-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Advisory Group | Buffalo | NY | 07/2025 | 10/2025 |
| Unemployed | Buffalo | NY | 03/2025 | 07/2025 |
| Jericho Road Community Health Center | Buffalo | NY | 08/2020 | 03/2025 |
| Better Smiles Of Western Ny | Buffalo | NY | 07/2018 | 08/2020 |
| University Medical Resident Services | Buffalo | NY | 06/2017 | 07/2018 |
| Ub School Of Dental Medicine | Buffalo | NY | 06/2013 | 06/2017 |
| Guardian Life Insurance Company | Buffalo | NY | 10/2025 | Present |
| Park Avenue Securities | Buffalo | NY | 10/2025 | Present |
1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 10/10/2025, Address: 600 Delaware Ave Buffalo, NY 14202, Duties: Insurance other than Guardian, 2 total hours per month; 2 during securities trading hours, Investment related, 2) Anchor Church-Board Member, Nature of Business: Church, Start date: 07/01/2023, Address: 310 Starin Ave Buffalo, NY 14216, Duties: vote on decisions related to church function, employees, operations, and budget, 2 total hours per month; 0 during securities trading hours, Not investment related, 3) Past President 8th District Dental Society Foundation-BOD, Nature of Business: Foundation, Start date: 07/01/2021, Address: 3831 Harlem Rd, Buffalo, NY 14215, Duties: attend quarterly meetings and advise/vote on foundation operations, 2 total hours per month; 0 during securities trading hours, Not investment related, 4) Donating Plasma-donor, Nature of Business: Plasma donation, Start date: 11/13/2025, Address: 140 Thruway Plaza Dr, Cheektowaga, NY 14225, Duties: regularly donate plasma for compensation, 4 total hours per month; 0 during securities trading hours, Not investment related, 5) TikTok Shop-owner, Nature of Business: sell t-shirt's designed through the TikTok shop platform, Start date: 02/01/2026, Address: 420 Brantwood Rd Buffalo, NY 142126 , Duties: design t-shirts, 3 total hours per month; 0 during securities trading hours, Not investment related, 6) Independent Consultant-Independent contractor, Nature of Business: supporting a state-funded dental clinic buildout , Start date: 06/01/2026, Address: 12837 Route 438 Irving, NY 14081, Duties: grant coordination, compliance tracking, and operational implementation support., 12 total hours per month; 8 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-02 |
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