Sean Michael Fulton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lubbock, TX
• 08/2022 → 10/2024
  Alliantgroup
  Houston, TX
• 10/2024 → 06/2025
  Unemployed
  Houston, TX
• 06/2014 → 08/2022
  Bell Textron
  Fort Worth, TX
• 08/2016 → 08/2018
  Southern Methodist University
  Dallas, TX
• 08/2025 → Present
  Bank Of America, N.A.
  Lubbock, TX

Other Businesses

I*3555267 Entity Type: Name of OBA: Alpha Tau Omega - Zeta Eta Chapter Address: Lubbock, Texas, 79416 Investment Related: No Position, Title, Association: Other Employee Start Date: 02/05/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: The Board of Trustees serves as a sounding board for the chapter, advising/mentoring individual officers regularly and rank and file members as needed. The BOT is not designed to oversee or regulate the chapter, or individual office holders. The BOT has no authority over the chapter¿s budget. The Chairman is the leader of the Board of Trustees. Their role is to organize the BOT by planning meeting times and forming an agenda The chairman works the most closely with the Chapter President. The chairman understands the role and responsibilities of the Chapter President and advises him on chapter operations Meets with the Chapter President as needed to discuss semester planning, discuss chapter goals and establish expectations for communication Assists with officer transition or retreat every semester Communicates to the general chapter members, the role of the BOT and its relationship with the chapter

Exams

• S66 Uniform Combined State Law Examination
  2025-02-22

Other Names

• Sean M Fulton