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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
150 W University Dr., Flr 04, Tempe , AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 08/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 08/2026 | Present |
| Morgan Stanley | Gilbert | AZ | 09/2025 | 07/2026 |
| Vivace | Raleigh | NC | 07/2024 | 08/2025 |
| The Mill | Raleigh | NC | 01/2024 | 08/2025 |
| Doordash | Raleigh | NC | 08/2021 | 12/2024 |
| Chuys | Raleigh | NC | 05/2023 | 02/2024 |
| Aptive Environmental | Raleigh | NC | 05/2021 | 05/2023 |
| Unemployed | Raleigh | NC | 09/2020 | 04/2021 |
| Aquatic Management Group | Raleigh | NC | 05/2017 | 08/2020 |
| Sky Zone | Raleigh | NC | 09/2019 | 03/2020 |
| Unemployed | Raleigh | NC | 08/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-24 |
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