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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-05-27 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
3600 American Blvd W Suite 700, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 05/2009 | 01/2020 |
| Simplicity Wealth | Summit | NJ | 05/2026 | Present |
| The Leaders Group, Inc. | Littleton | CO | 01/2020 | 03/2025 |
| Covr Financial Technologies, Inc. | Boise | ID | 01/2020 | 03/2025 |
| Osaic Wealth/Highland Capital | Birmingham | AL | 11/2024 | 01/2026 |
| Simplicity Group | Birmingham | AL | 02/2026 | Present |
| Simplicity Investments | Summit | NJ | 03/2026 | Present |
SIMPLICITY GROUP - 2/2/2026 -3600 American Blvd W Suite 700 Bloomington, Minnesota 55431 - Insurance Wholesaler, Wholesaling, Not Invt Rel, Insurance Business, 160 hrs/mo; 160 hrs/mo (during trading hours). SIMPLICITY INVESTMENTS - 3/2/2026 -475 Springfield Avenue Summit, New Jersey 07901 - Registered Representative; Not Invt Rel, Insurance Business, 160 hrs/mo; 160 hrs/mo (during trading hours). SIMPLICITY GROUP - 2/2/2026 -101 Broadway, Suite 100, Monticello, MN 55362 - Insurance Wholesaler, Wholesaling, Not Invt Rel, Insurance Business, 160 hrs/mo; 160 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-03 |
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