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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-04
CO RA APPROVED 2017-07-27
KS RA APPROVED 2017-07-27
  • TX RA
    APPROVED_RES
    Since 2019-10-04
  • CO RA
    APPROVED
    Since 2017-07-27
  • KS RA
    APPROVED
    Since 2017-07-27

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

8480 E Orchard Rd #6900, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2010 04/2018
Lawing Financial Inc. Oveland Park KS 10/2005 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Denver CO 04/2018 12/2021
  • 07/2010 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2005 → 10/2017
    Lawing Financial Inc.
    Oveland Park, KS
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 12/2021
    Private Client Services
    Denver, CO
Previous Registrations
  • 2005-10-26 → 2017-10-16
    Lawing Financial Inc
    Greenwood Village, CO
    Overland Park, KS
    Overland Park, KS
Other Businesses

1) PREVAIL INNOVATIVE WEALTH STRATEGIES. 10700 NALL AVE, SUITE 103. LIFE INSURANCE/FIXED BUSINESS. PROVIDE RISK MANAGEMENT SOLUTIONS. 10 HOURS/MO; 10 DURING TRADING HOURS. 2) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 12/2021, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs) 3) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 4) JIMMY DUGAN, LLC. INVESTMENT RELATED. 7137 E. COSTILLA DR, CENTENNIAL, CO 80112. REAL ESTATE INVESTMENT.MANAGING MEMBER. 01/28/2022.1 HR/MO; 0 DURING TRADING HOURS.INVESTOR AND CAPITAL CONTRIBUTOR TO INVESTMENT PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12

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