Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-20
CA RA APPROVED 2026-01-17
  • TX RA
    APPROVED
    Since 2026-03-20
  • CA RA
    APPROVED
    Since 2026-01-17

Branch Locations

1330 N Main St, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alamo CA 08/2021 Present
Plastikon Industries Inc Hayward CA 05/2020 08/2021
Lenme Inc Oakland CA 06/2019 02/2020
Orange Telecommunication Cairo 01/2014 05/2019
Bank Of America, N.A. Alamo CA 07/2025 Present
  • 08/2021 → Present
    Alamo, CA
  • 05/2020 → 08/2021
    Plastikon Industries Inc
    Hayward, CA
  • 06/2019 → 02/2020
    Lenme Inc
    Oakland, CA
  • 01/2014 → 05/2019
    Orange Telecommunication
    Cairo
  • 07/2025 → Present
    Bank Of America, N.A.
    Alamo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
  • S66 Uniform Combined State Law Examination
    2026-01-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor