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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-20
NC RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2025-10-20
  • NC RA
    APPROVED
    Since 2025-08-29

Branch Locations

205 2Nd St Nw, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hickory NC 06/2025 Present
Linville Ridge Country Club Linville NC 05/2023 06/2025
Appalachian State University Boone NC 09/2022 05/2025
Chick-Fil-A Restaurants Lenoir NC 02/2020 09/2022
Unemployment Lenoir NC 11/2014 02/2020
Bank Of America, N.A. E Hickory NC 07/2025 Present
  • 06/2025 → Present
    Hickory, NC
  • 05/2023 → 06/2025
    Linville Ridge Country Club
    Linville, NC
  • 09/2022 → 05/2025
    Appalachian State University
    Boone, NC
  • 02/2020 → 09/2022
    Chick-Fil-A Restaurants
    Lenoir, NC
  • 11/2014 → 02/2020
    Unemployment
    Lenoir, NC
  • 07/2025 → Present
    Bank Of America, N.A. E
    Hickory, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-08-29
Other Names
  • Sam Dyer

View on SEC IAPD

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