Best Investors Account Sign in

Patrick Ryan Rogers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bronxville, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-30
NY RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-10-30
  • NY RA
    APPROVED
    Since 2025-09-29

Branch Locations

151 Parkway Rd, Bronxville, NY 10708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bronxville NY 06/2025 Present
W&R Holdings Llc Red Bank NJ 05/2021 06/2025
Advanced.gG Eden Prairie MN 03/2018 05/2021
W&R Holdings Llc Red Bank NJ 12/2014 03/2018
Bank Of America, N.A. Bronxville NY 09/2025 Present
  • 06/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bronxville, NY
  • 05/2021 → 06/2025
    W&R Holdings Llc
    Red Bank, NJ
  • 03/2018 → 05/2021
    Advanced.gG
    Eden Prairie, MN
  • 12/2014 → 03/2018
    W&R Holdings Llc
    Red Bank, NJ
  • 09/2025 → Present
    Bank Of America, N.A.
    Bronxville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-29
  • S66 Uniform Combined State Law Examination
    2025-09-29
Other Names
  • Patrick R Rogers

View on SEC IAPD

Other Firms

CAPITAL PRESERVATION PARTNERS, INC.
EDWARD JONES
OSAIC INSTITUTIONS, INC.
CITIGROUP GLOBAL MARKETS INC.
VIONI CAPITAL MANAGEMENT, LLC
J.P. MORGAN SECURITIES LLC
SEVEN GRAND MANAGERS LLC
EAGLESTONE CAPITAL MANAGEMENT LLC

Other Investors

ILIR GJONI
MADELINE ISAACS NOVECK
Michael T Sheridan
MICHAEL CHRISTOPHER OAKLEY
CHRISTINE HEATHER WOLFERMAN
INYONG HWANG
Marc A Ferraiola
JEANMARIE LEBRINI

Other Offices

CAPITAL PRESERVATION PARTNERS, INC. · BRONXVILLE, NY
EDWARD JONES · BRONXVILLE, NY
OSAIC INSTITUTIONS, INC. · Bronxville, NY
CITIGROUP GLOBAL MARKETS INC. · Bronxville, NY
VIONI CAPITAL MANAGEMENT, LLC · BRONXVILLE, NY
J.P. MORGAN SECURITIES LLC · BRONXVILLE, NY
SEVEN GRAND MANAGERS LLC · BRONXVILLE, NY
EAGLESTONE CAPITAL MANAGEMENT LLC · BRONXVILLE, NY

More in Bronxville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor