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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-06
VA RA APPROVED 2025-10-01
  • TX RA
    APPROVED
    Since 2025-11-06
  • VA RA
    APPROVED
    Since 2025-10-01

Branch Locations

2611 Prince William Pkwy, Woodbridge, VA 22192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manassas VA 06/2007 Present
Bank Of America N.A. Manassas VA 10/2025 Present
Other Businesses

I own a rental property in Alexandria, VA. Address is: R S Alexandria, VA 22315. I am the sole owner, not registered under a business name. Start date is approximately Jan 2018. I collect rent and I spend zero hours on this property during trading hours. I*: 2883264 Entity Type: For Profit Name of OBA: Saga Enterprises, LLC Address: Manassas Park VA 20111 Investment Related: No Position, Title, Association: owner Employee Start Date: 12/29/2016 Number of Hours: 0 Number of Hours during trading: 0 Duties: There is no actual business purpose for this LLC. Originally opened to reserve the name in case there was ever a decision to start a business in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-01
  • S66 Uniform Combined State Law Examination
    2025-10-01

View on SEC IAPD

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