Marcos Francisco Sagastizado

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manassas, VA
• 10/2025 → Present
  Bank Of America N.A.
  Manassas, VA

Other Businesses

I own a rental property in Alexandria, VA. Address is: R S Alexandria, VA 22315. I am the sole owner, not registered under a business name. Start date is approximately Jan 2018. I collect rent and I spend zero hours on this property during trading hours. I*: 2883264 Entity Type: For Profit Name of OBA: Saga Enterprises, LLC Address: Manassas Park VA 20111 Investment Related: No Position, Title, Association: owner Employee Start Date: 12/29/2016 Number of Hours: 0 Number of Hours during trading: 0 Duties: There is no actual business purpose for this LLC. Originally opened to reserve the name in case there was ever a decision to start a business in the future.

Exams

• S66 Uniform Combined State Law Examination
  2025-10-01