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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
NJ RA APPROVED 2025-11-21
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • NJ RA
    APPROVED
    Since 2025-11-21

Branch Locations

77 Broad St Adp- Home Office, Red Bank, NJ 07701 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 06/2025 Present
Middlesex County Prosecutor's Office New Brunswick NJ 08/2014 06/2025
Bank Of America, N.A. Red Bank NJ 11/2025 Present
Other Businesses

I*2588272, Entity Type Entity For Profit,Entity Publicly Traded, Name of OBA: Uber Address: San FranciscoCalifornia94103 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2025No Hours: 6Weekly No Hours during trading: 0 Duties: make your own schedule, providing rides and food delivery service . extra side income for kid's activities I*4759272, Entity Type: Entity For Profit, Name of OBA: MF Investigations, Address: Red Bank , New Jersey, 07701, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 06/24/2026, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Utilize my previous experience as a detective to teach training courses to Law Enforcement/ case review and conduct investigations. Private Investigations / teach training courses utilizing my previous experience as a Detective

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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