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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-07 |
| CO | RA | APPROVED | 2025-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 02/2021 | Present |
| Macy's | Dallas | TX | 02/2019 | 02/2021 |
| Starbucks | Dallas | TX | 04/2020 | 12/2020 |
| Fsg Group Llc | Dallas | TX | 05/2019 | 07/2019 |
| Unemployed | Dallas | TX | 12/2018 | 02/2019 |
| Dillards Inc | Dallas | TX | 07/2018 | 12/2018 |
| Ulta Beauty | Dallas | TX | 06/2014 | 08/2018 |
| Sprouts Farmer's Market | Dallas | TX | 07/2017 | 08/2017 |
| Colorado State University Global Campus | Denver | CO | 01/2024 | Present |
| University Of Maryland Global | Adelphi | MD | 02/2023 | 12/2023 |
| Texas Women's University | Denton | TX | 01/2017 | 05/2017 |
| Vernon College | Wichita Falls | TX | 01/2016 | 12/2016 |
| Bank Of America, N.A. | Greenwood Village | CO | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-28 |
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