Marvin Ray Clement

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → Present
  Marvin R Clement Cpa
  Rockdale, TX
• 07/2025 → 09/2025
  Avantax Investment Services Inc.
  Rockdale, TX
• 07/2025 → 09/2025
  Avantax Advisory Services
  Rockdale, TX
• 07/2025 → 09/2025
  Avantax Insurance Agency, Llc
  Rockdale, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-08-29 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Rockdale, TX

Other Businesses

1) MARVIN R CLEMENT CPA POSITION: Owner NATURE: Tax planning and preparation for individuals and businesses. Attestation services for businesses. Small business consulting as it pertains to management of the business. INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2012 ADDRESS: 1707 W Cameron Ave Suite A, Rockdale TX 76567, United States DESCRIPTION: Manage the operations of the firm which included: Oversee all client services pertaining to tax planning and preparation, attestation services and small business consulting. Employees and independent contractors. Firm quality control.

Exams

• S66 Uniform Combined State Law Examination
  2025-08-29