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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-08-24 |
| OK | RA | APPROVED | 2026-08-19 |
| IA | RA | APPROVED | 2026-07-28 |
| NJ | RA | APPROVED | 2026-06-05 |
| CO | RA | APPROVED | 2026-06-04 |
| IL | RA | APPROVED | 2026-06-04 |
| NY | RA | APPROVED | 2026-06-04 |
| PA | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED | 2026-06-04 |
| CT | RA | APPROVED | 2026-05-21 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North American Hockey League | Addison | TX | 09/2021 | 08/2025 |
| United States Hockey League | Chicago | IL | 09/2024 | 08/2025 |
| Usa Hockey | Colorado Springs | CO | 07/2015 | 08/2025 |
| Monroe Parks And Recreation (Summer Fun Days) | Monroe | CT | 06/2024 | 08/2024 |
| Masuk High School | Monroe | CT | 09/2016 | 06/2020 |
| Sacred Heart University | Fairfield | CT | 08/2020 | 05/2025 |
| Country Club Of New Canaan | New Canaan | CT | 05/2025 | 08/2025 |
| Monroe Parks And Recreation (Summer Fun Days) | Monroe | CT | 06/2018 | 06/2024 |
| United States Soccer Federation | Fayetteville | GA | 09/2017 | 08/2022 |
| Guardian Life Insurance Company | Rye Brook | NY | 08/2025 | Present |
| Park Avenue Securities | Rye Brook | NY | 08/2025 | Present |
1) USA Hockey-independent contractor, Nature of Business: Hockey Official, Start date: 10/15/2025, Address: 272 Fan Hill Road Monroe, CT, 06468, Duties: Officiate hockey games, 4 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-18 |
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