Richard Bradley Jones

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-02-27
TX	RA	APPROVED	2026-02-27

NC RA
APPROVED

Since 2026-02-27
TX RA
APPROVED

Since 2026-02-27

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rich Jones State Farm	Montpelier	VT	07/2021	07/2025
Mcdonald's	Milton	VT	01/2020	06/2021
Arrowhead Golf Course	Milton	VT	04/2019	10/2019
Husson University	South Burlington	VT	08/2020	01/2025
Milton High School	Milton	VT	08/2016	08/2020
Lpl Financial Llc	Charlotte	NC	08/2025	01/2026
The Vanguard Group, Inc.	Charlotte	NC	02/2026	Present
Valor Private Wealth, Llc - Dba Lpl Business	Charlotte	NC	08/2025	01/2026
Vanguard Advisers, Inc.	Charlotte	NC	02/2026	Present
Vanguard Marketing Corporation	Charlotte	NC	02/2026	Present

07/2021 → 07/2025

Rich Jones State Farm

Montpelier, VT
01/2020 → 06/2021

Mcdonald's

Milton, VT
04/2019 → 10/2019

Arrowhead Golf Course

Milton, VT
08/2020 → 01/2025

Husson University

South Burlington, VT
08/2016 → 08/2020

Milton High School

Milton, VT
08/2025 → 01/2026

Lpl Financial Llc

Charlotte, NC
02/2026 → Present

The Vanguard Group, Inc.

Charlotte, NC
08/2025 → 01/2026

Valor Private Wealth, Llc - Dba Lpl Business

Charlotte, NC
02/2026 → Present

Vanguard Advisers, Inc.

Charlotte, NC
02/2026 → Present

Vanguard Marketing Corporation

Charlotte, NC

Previous Registrations

2025-08-22 → 2026-02-06

Lpl Financial Llc

Asheville, NC

Milton, VT

San Diego, CA

Milton, VT

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: ACCIDENT & HEALTH OR SICKNESS POSITION: N/A START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: VARIABLE LIFE & VARIABLE ANNUITY POSITION: N/A START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE POSITION: N/A START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-18

S66 Uniform Combined State Law Examination

2025-08-18

Other Names

Richard B Jones
Richard Jones

View on SEC IAPD