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Preston Sharp

Usa Financial Securities LLC

Ada, MI

Sand Springs, OK

CRD 8125087

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Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-06-26
  • OK RA
    APPROVED
    Since 2025-06-26

Branch Locations

6020 East Fulton, Ada, MI 49301 • USA

212 North Main Street, Sand Springs, OK 74063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preston M. Sharp, Inc. Edmond OK 06/2015 Present
Cambridge Investment Research Hydro OK 02/2023 06/2023
Usa Financial Securities Ada MI 06/2025 Present
  • 06/2015 → Present
    Preston M. Sharp, Inc.
    Edmond, OK
  • 02/2023 → 06/2023
    Cambridge Investment Research
    Hydro, OK
  • 06/2025 → Present
    Usa Financial Securities
    Ada, MI
Other Businesses

Landman - Independent Contractor for Oil & Gas Brokers. Land Title Research Mineral/Surface/Row

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-09
  • S65 Uniform Investment Adviser Law Examination
    2025-06-09

View on SEC IAPD

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