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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-03
VA RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-03-03
  • VA RA
    APPROVED
    Since 2026-01-02

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Glen Allen VA 06/2025 09/2025
Mutual Of Omaha Insurance Company Glen Allen VA 05/2025 09/2025
Luke Insurance Colorado Springs CO 09/2024 01/2025
Palladium Investments Colorado Springs CO 06/2024 01/2025
Freedomsoft Westminster CO 01/2024 06/2024
Trustactics Atlanta GA 04/2023 08/2024
Interactions Franklin MA 03/2022 04/2023
Carahsoft Technology Reston VA 05/2021 03/2022
Hanover Research Arlington VA 01/2021 05/2021
Unemployed Derwood MD 05/2020 12/2020
Radford University Radford VA 01/2018 05/2020
Germanna Community College Spotsylvania VA 05/2015 12/2018
Unemployed Richmond VA 01/2025 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlottesville VA 09/2025 Present
Virginia Tech Foundation Inc Radford VA 09/2019 10/2019
Texas Roadhouse Christiansburg VA 10/2018 12/2018
Glyde Solar Colorado Springs CO 08/2024 01/2025
Bank Of America, N.A. Charlottesville VA 10/2025 Present
  • 06/2025 → 09/2025
    Mutual Of Omaha Investor Services
    Glen Allen, VA
  • 05/2025 → 09/2025
    Mutual Of Omaha Insurance Company
    Glen Allen, VA
  • 09/2024 → 01/2025
    Luke Insurance
    Colorado Springs, CO
  • 06/2024 → 01/2025
    Palladium Investments
    Colorado Springs, CO
  • 01/2024 → 06/2024
    Freedomsoft
    Westminster, CO
  • 04/2023 → 08/2024
    Trustactics
    Atlanta, GA
  • 03/2022 → 04/2023
    Interactions
    Franklin, MA
  • 05/2021 → 03/2022
    Carahsoft Technology
    Reston, VA
  • 01/2021 → 05/2021
    Hanover Research
    Arlington, VA
  • 05/2020 → 12/2020
    Unemployed
    Derwood, MD
  • 01/2018 → 05/2020
    Radford University
    Radford, VA
  • 05/2015 → 12/2018
    Germanna Community College
    Spotsylvania, VA
  • 01/2025 → 05/2025
    Unemployed
    Richmond, VA
  • 09/2025 → Present
    Charlottesville, VA
  • 09/2019 → 10/2019
    Virginia Tech Foundation Inc
    Radford, VA
  • 10/2018 → 12/2018
    Texas Roadhouse
    Christiansburg, VA
  • 08/2024 → 01/2025
    Glyde Solar
    Colorado Springs, CO
  • 10/2025 → Present
    Bank Of America, N.A.
    Charlottesville, VA
Other Businesses

Name of the other businessLife/Health/Annuities License Whether the business is investment-relatedNo. Address of the other business Glen Allen, VANature of the other businessMutual of OmahaYour positionFinancial Representative Title, or relationship with the other businessI was employed, I am no longer employed by them.Start date of your relationship05/05/2025Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessI was actively pursuing opportunities and writing business with them. I no longer do either of these things with this Carrier. I*2975266, Entity Type: Entity For Profit, Name of OBA: Forster Enterprises LLC, Address: Derwood, Maryland, 20855, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/01/2021, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: It's a holding company that employs a property manager, I don't have any responsibilities. It's an LLC that own's Real Estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30
Other Names
  • Conner Forster

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