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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-08
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-12-08
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

4665 Twenty-Four Mile Rd, Shelby Township, MI 48316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Shelby Township MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Shelby Township MI 01/2018 Present
  • 10/2012 → Present
    Shelby Township, MI
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Shelby Township, MI
Previous Registrations
  • 2012-02-17 → 2012-10-01
    Chase Investment Services Corp.
    Utica, MI
    Oakland Township, MI
  • 2010-09-20 → 2012-02-07
    Washington, MI
    Shelby Twp, MI
    Troy, MI
    Clawson, MI
    Sterling Heights, MI
    Shelby Township, MI
    Shelby Twp, MI
    Pontiac, MI
  • 2008-07-01 → 2010-09-01
    Chase Investment Services Corp.
    Walled Lake, MI
    Wixom, MI
    Auburn Hills, MI
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 2005-07-15
  • S65 Uniform Investment Adviser Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2005-07-15

View on SEC IAPD

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