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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-30 |
| TX | RA | APPROVED | 2025-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2025 | Present |
| Farmington Woods Master Association | Farmington | CT | 06/2019 | 07/2021 |
| Union College | Schenectady | NY | 08/2021 | 06/2025 |
| The Ups Store | West Hartford | CT | 12/2020 | 07/2024 |
| Union College Biology Department | Schenectady | NY | 01/2023 | 04/2023 |
| Starbucks Coffee Company | Bristol | CT | 06/2023 | 08/2024 |
| Cea Capa Study Abroad | Schenectady | NY | 09/2024 | 08/2025 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2025 | Present |
| Union College | Haymarket Nsw | 01/2024 | 03/2024 | |
| Har-Bur Middle School | Burlington | CT | 09/2015 | 08/2017 |
| Lewis S. Mills High School | Burlington | CT | 09/2017 | 06/2021 |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-21 |
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