Best Investors Account Sign in

Charles Marks

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

CRD 8123114

Claim This Profile
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-13
TX RA APPROVED 2026-04-13
  • CA RA
    APPROVED
    Since 2026-04-13
  • TX RA
    APPROVED
    Since 2026-04-13

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redwood High School Larkspur CA 08/2015 06/2019
University Of Colorado Boulder Boulder CO 08/2019 05/2023
Keybank Boulder CO 06/2023 05/2025
Stifel San Francisco CA 06/2025 Present
  • 08/2015 → 06/2019
    Redwood High School
    Larkspur, CA
  • 08/2019 → 05/2023
    University Of Colorado Boulder
    Boulder, CO
  • 06/2023 → 05/2025
    Keybank
    Boulder, CO
  • 06/2025 → Present
    Stifel
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-10
  • S66 Uniform Combined State Law Examination
    2026-04-10

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor