Jorge Javier Aresti Rodriguez

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-05-24
NY	RA	APPROVED	2022-04-20

FL RA
APPROVED

Since 2022-05-24
NY RA
APPROVED

Since 2022-04-20

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Miami	FL	11/2021	Present
Ubs Oficina De Representacion Chile	Santiago		06/2014	11/2021

11/2021 → Present

Ubs Financial Services

Miami, FL
06/2014 → 11/2021

Ubs Oficina De Representacion Chile

Santiago

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-20

S66 Uniform Combined State Law Examination

2022-04-20

Other Names

Jorge Javier Aresti

View on SEC IAPD

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