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Jorge Javier Aresti Rodriguez

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

CRD 4980914

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-24
NY RA APPROVED 2022-04-20
  • FL RA
    APPROVED
    Since 2022-05-24
  • NY RA
    APPROVED
    Since 2022-04-20

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Miami FL 11/2021 Present
Ubs Oficina De Representacion Chile Santiago 06/2014 11/2021
  • 11/2021 → Present
    Ubs Financial Services
    Miami, FL
  • 06/2014 → 11/2021
    Ubs Oficina De Representacion Chile
    Santiago
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
  • S66 Uniform Combined State Law Examination
    2022-04-20
Other Names
  • Jorge Javier Aresti

View on SEC IAPD

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