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Philip Felix Dannunzio

LPl Financial LLC

Naples, FL

Totowa, NJ

CRD 8122379

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-14
FL RA APPROVED 2025-07-11
  • NJ RA
    APPROVED
    Since 2025-07-14
  • FL RA
    APPROVED
    Since 2025-07-11

Branch Locations

Naples, FL • United States

999 Riverview Dr Ste 201, Totowa, NJ 07512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Humor Resources Llc Naples FL 01/2024 Present
Original Investment Family Limited Partnership Naples FL 05/2014 Present
Philart Staten Island NY 09/2008 12/2017
Ppad Inc And Associates Staten Island NY 09/2008 12/2017
Jewelry Designer Showcase Staten Island NY 09/2008 12/2016
Lpl Financial Llc Naples FL 06/2025 Present
  • 01/2024 → Present
    Humor Resources Llc
    Naples, FL
  • 05/2014 → Present
    Original Investment Family Limited Partnership
    Naples, FL
  • 09/2008 → 12/2017
    Philart
    Staten Island, NY
  • 09/2008 → 12/2017
    Ppad Inc And Associates
    Staten Island, NY
  • 09/2008 → 12/2016
    Jewelry Designer Showcase
    Staten Island, NY
  • 06/2025 → Present
    Lpl Financial Llc
    Naples, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-20
S65 Uniform Investment Adviser Law Examination 2023-08-17
  • S63 Uniform Securities Agent State Law Examination
    2025-11-20
  • S65 Uniform Investment Adviser Law Examination
    2023-08-17
Other Names
  • Philip F Dannunzio

View on SEC IAPD

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