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Thomas Mazziotti

Wells Fargo Clearing Services, LLC

Naples, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-22
FL RA APPROVED 2026-03-26
  • TX RA
    APPROVED
    Since 2026-05-22
  • FL RA
    APPROVED
    Since 2026-03-26

Branch Locations

9110 Strada Pl 3Rd Fl [Ei-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Naples FL 06/2025 Present
Unemployed Fort Lauderdale FL 04/2025 05/2025
Big Think Capital Aventura FL 03/2022 04/2025
Wells Fargo Home Mortgage Services Mclean VA 03/2021 03/2022
Wells Fargo Home Mortgage Services Mclean VA 07/2020 03/2021
Unemployed Sterling VA 05/2020 06/2020
Full-Time Student Morgantown WV 08/2015 05/2020
  • 06/2025 → Present
    Wells Fargo Clearing Services, Llc
    Naples, FL
  • 04/2025 → 05/2025
    Unemployed
    Fort Lauderdale, FL
  • 03/2022 → 04/2025
    Big Think Capital
    Aventura, FL
  • 03/2021 → 03/2022
    Wells Fargo Home Mortgage Services
    Mclean, VA
  • 07/2020 → 03/2021
    Wells Fargo Home Mortgage Services
    Mclean, VA
  • 05/2020 → 06/2020
    Unemployed
    Sterling, VA
  • 08/2015 → 05/2020
    Full-Time Student
    Morgantown, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-24
  • S66 Uniform Combined State Law Examination
    2026-03-24

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT
NTV PROSPERITY MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

More in Naples, FL

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