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James Harold Bass

Edward Jones

Havelock, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-22
NC RA APPROVED 2026-05-22
  • TX RA
    APPROVED
    Since 2026-07-22
  • NC RA
    APPROVED
    Since 2026-05-22

Branch Locations

195 Us Hwy 70 W, Havelock, NC 28532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Marine Corps Camp Lejeune NC 09/2006 03/2024
New York Life Insurance Co Raleigh NC 07/2025 02/2026
Penn State University Jacksonville NC 04/2024 06/2025
Nylife Securities Llc Raleigh NC 10/2025 02/2026
Edward Jones St Louis MO 03/2026 Present
  • 09/2006 → 03/2024
    United States Marine Corps
    Camp Lejeune, NC
  • 07/2025 → 02/2026
    New York Life Insurance Co
    Raleigh, NC
  • 04/2024 → 06/2025
    Penn State University
    Jacksonville, NC
  • 10/2025 → 02/2026
    Nylife Securities Llc
    Raleigh, NC
  • 03/2026 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-21
  • S66 Uniform Combined State Law Examination
    2026-05-21

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
OSAIC INSTITUTIONS, INC.
CREDIT UNION INVESTMENT SERVICES
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

DONNA HOLMES COMER
Michael Edward Sprague
Bruce Fortin
Sara Catherine Snavely
TIMOTHY ALLAN NECAISE
DAVID WINFIELD MILLER
Gabriel Tiller
James E Dee

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Havelock, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Havelock, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Newport, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · Newport, NC
EDWARD JONES · MOREHEAD CITY, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · MOREHEAD CITY, NC
OSAIC INSTITUTIONS, INC. · MOREHEAD CITY, NC
CREDIT UNION INVESTMENT SERVICES · Morehead City, NC

More in Havelock, NC

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