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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-01 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber Eats | Phoenix | AZ | 06/2023 | 08/2023 |
| Lake Forest College | Lake Forest | IL | 08/2022 | 05/2025 |
| Swim Neptune | Phoenix | AZ | 05/2022 | 08/2022 |
| Lake Forest College | Lake Forest | IL | 10/2022 | 05/2025 |
| Unemployed | Phoenix | AZ | 01/2015 | 04/2019 |
| Equitable Advisors, Llc | Dallas | TX | 07/2025 | 07/2025 |
| Unemployed | Carrollton | TX | 07/2025 | 08/2025 |
| Limon Urban Kitchen | Phoenix | AZ | 05/2024 | 08/2024 |
| Lake Forest College | Lake Forest | IL | 08/2021 | 05/2025 |
| Unemployed | Phoenix | AZ | 09/2019 | 08/2021 |
| Fidelity Investments | Westlake | TX | 08/2025 | 03/2026 |
| Unemployed | Carrollton | TX | 06/2025 | 07/2025 |
| Uber Eats | Phoenix | AZ | 05/2024 | 05/2024 |
| Unemployed | Phoenix | AZ | 05/2025 | 06/2025 |
| Aqua Tots | Phoenix | AZ | 05/2019 | 08/2019 |
| Manuel'S Mexican Restaurant | Scottsdale | AZ | 05/2022 | 08/2022 |
| Lpl Financial Llc | Tempe | AZ | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-18 |
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