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Andy Aristides Canales

Alliancebernstein L.P.

Houston, TX

Houston, TX

CRD 8121463

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-08
  • TX RA
    APPROVED
    Since 2025-09-08

Branch Locations

800 Capitol Street Suite 3550, Houston, TX 77002 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadtree Partners Charlotte NC 07/2023 06/2025
Latinos For Education Houston TX 08/2018 05/2022
Mit Sloan School Of Management Cambridge MA 06/2022 05/2023
Alliance Bernstein Houston TX 06/2025 Present
Children At Risk Houston TX 11/2016 07/2018
Unemployed Houston TX 06/2023 06/2023
Self Employed Houston TX 07/2016 10/2016
  • 07/2023 → 06/2025
    Broadtree Partners
    Charlotte, NC
  • 08/2018 → 05/2022
    Latinos For Education
    Houston, TX
  • 06/2022 → 05/2023
    Mit Sloan School Of Management
    Cambridge, MA
  • 06/2025 → Present
    Alliance Bernstein
    Houston, TX
  • 11/2016 → 07/2018
    Children At Risk
    Houston, TX
  • 06/2023 → 06/2023
    Unemployed
    Houston, TX
  • 07/2016 → 10/2016
    Self Employed
    Houston, TX
Other Businesses

Count: 2 1) BusinessName: Houston Arts Alliance INVESTMENT RELATED: No ADDRESS: 5280 Caroline Street, Suite 100 Houston, TX 77004 NATURE OF BUSINESS: I was invited by the Houston Arts Alliance to serve on a panel of community leaders and airport staff to evaluate art submissions for a new installation at Hobby Airport. POSITION: Panel Member RELATIONSHIP: 2026-02-17 APPROXIMATE NUMBER HOURS: 0.416 hours/month, 0.25 hours during trading hours YOUR DUTIES: I spent two hours preparing for the meeting. The meeting lasted three hours. 2) BusinessName: andycanales.com INVESTMENT RELATED: No ADDRESS: 102 N Hutcheson St. Houston, TX 77003 NATURE OF BUSINESS: I own the website andycanales.com, which serves as a personal platform to share my story and background. The site is currently dormant but includes a way for individuals to contact me regarding consulting or speaking opportunities. Should any inquiries arise, I will notify my Managing Director. At its core, the website exists to communicate who I am and the experiences that have shaped the work I do today. POSITION: Owner RELATIONSHIP: 2026-06-10 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES: Individuals may contact me through the website for consulting, speaking engagements, or media opportunities. In a previous role as a community leader, the site served as a platform to generate interest in speaking and media engagements, which at the time was an important part of my work.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-29
S65 Uniform Investment Adviser Law Examination 2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2025-12-29
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08
Other Names
  • Andy Canales

View on SEC IAPD

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