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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-08 |
Branch Locations
800 Capitol Street Suite 3550, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broadtree Partners | Charlotte | NC | 07/2023 | 06/2025 |
| Latinos For Education | Houston | TX | 08/2018 | 05/2022 |
| Mit Sloan School Of Management | Cambridge | MA | 06/2022 | 05/2023 |
| Alliance Bernstein | Houston | TX | 06/2025 | Present |
| Children At Risk | Houston | TX | 11/2016 | 07/2018 |
| Unemployed | Houston | TX | 06/2023 | 06/2023 |
| Self Employed | Houston | TX | 07/2016 | 10/2016 |
Count: 2 1) BusinessName: Houston Arts Alliance INVESTMENT RELATED: No ADDRESS: 5280 Caroline Street, Suite 100 Houston, TX 77004 NATURE OF BUSINESS: I was invited by the Houston Arts Alliance to serve on a panel of community leaders and airport staff to evaluate art submissions for a new installation at Hobby Airport. POSITION: Panel Member RELATIONSHIP: 2026-02-17 APPROXIMATE NUMBER HOURS: 0.416 hours/month, 0.25 hours during trading hours YOUR DUTIES: I spent two hours preparing for the meeting. The meeting lasted three hours. 2) BusinessName: andycanales.com INVESTMENT RELATED: No ADDRESS: 102 N Hutcheson St. Houston, TX 77003 NATURE OF BUSINESS: I own the website andycanales.com, which serves as a personal platform to share my story and background. The site is currently dormant but includes a way for individuals to contact me regarding consulting or speaking opportunities. Should any inquiries arise, I will notify my Managing Director. At its core, the website exists to communicate who I am and the experiences that have shaped the work I do today. POSITION: Owner RELATIONSHIP: 2026-06-10 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES: Individuals may contact me through the website for consulting, speaking engagements, or media opportunities. In a previous role as a community leader, the site served as a platform to generate interest in speaking and media engagements, which at the time was an important part of my work.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-29 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-08 |
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