Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-07 |
| MO | RA | APPROVED | 2026-04-04 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
16090 Swingley Ridge Road, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | St. Louis | MO | 06/2025 | Present |
| Myhouse Nightclub And Sportsbar | Columbia | MO | 09/2022 | 05/2025 |
| Meadowbrook Country Club | Chesterfield | MO | 06/2024 | 09/2024 |
| Boone Valley Golf Club | Augusta | MO | 06/2015 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-03 |
Reach out to this advisor