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Michael Gauss

Rbc Capital Markets, LLC

Bettendorf, IA

Muscatine, IA

CRD 8120716

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-25
IA RA APPROVED 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-25
  • IA RA
    APPROVED
    Since 2025-11-18

Branch Locations

2308 56Th Ave West, Bettendorf, IA 52722 • United States

Muscatine, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Bettendorf IA 06/2025 Present
Kent Nutrition Group, Inc. Muscatine IA 01/2019 10/2024
Kent Nutrition Group Muscatine IA 01/2015 01/2019
Unemployed Muscatine IA 10/2024 06/2025
  • 06/2025 → Present
    Rbc Capital Markets, Llc
    Bettendorf, IA
  • 01/2019 → 10/2024
    Kent Nutrition Group, Inc.
    Muscatine, IA
  • 01/2015 → 01/2019
    Kent Nutrition Group
    Muscatine, IA
  • 10/2024 → 06/2025
    Unemployed
    Muscatine, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-18
  • S66 Uniform Combined State Law Examination
    2025-11-18
Other Names
  • Mike Gauss

View on SEC IAPD

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