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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-31
  • NC RA
    APPROVED
    Since 2025-10-31

Branch Locations

5129 Nc Hwy 55 Suite 101, Durham, NC 27713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Food Lion Pink Hill NC 06/2018 11/2021
Carolina Union Chapel Hill NC 11/2023 05/2024
University Of North Carolina At Chapel Hill Chapel Hill NC 05/2024 12/2024
Walmart Chapel Hill NC 02/2025 10/2025
East Duplin High School Beulaville NC 10/2015 06/2018
University Of North Carolina At Chapel Hill Chapel Hill NC 11/2021 11/2023
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
  • 06/2018 → 11/2021
    Food Lion
    Pink Hill, NC
  • 11/2023 → 05/2024
    Carolina Union
    Chapel Hill, NC
  • 05/2024 → 12/2024
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 02/2025 → 10/2025
    Walmart
    Chapel Hill, NC
  • 10/2015 → 06/2018
    East Duplin High School
    Beulaville, NC
  • 11/2021 → 11/2023
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING 2. NAME OF OTHER BUSINESS: CHRISTIANS ON CAMPUS INVESTMENT RELATED: NO ADDRESS: CHAPEL HILL, NC NATURE OF BUSINESS: BOARD FIDUCIARY ROLE START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: MENTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MENTOR FOR THE STUDENT ORGANIZATION OF CHRISTIANS ON CAMPUS AT UNC-CHAPEL HILL. HELP ORGANIZE BIBLE STUDY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-04
  • S66 Uniform Combined State Law Examination
    2025-08-04

View on SEC IAPD

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