Yu Tao

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-06
PA	RA	APPROVED	2025-07-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Transamerica Financial Advisors, Llc (Tfa)	Malvern	PA	06/2025	Present
World Financial Group Insurance Agency, Inc. (Wfgia)	Malvern	PA	03/2025	Present
Cicc Us Securities Inc	Manhattan	NY	04/2021	04/2025
Unemployed	Lancaster	PA	05/2020	10/2020
Unemployed	Lancaster	PA	03/2021	03/2021
Gaming & Leisure Properties, Inc.	Wyomissing	PA	11/2020	02/2021
Ambassadors For Christ, Inc.	Paradise	PA	08/2016	04/2020

06/2025 → Present

Transamerica Financial Advisors, Llc (Tfa)

Malvern, PA
03/2025 → Present

World Financial Group Insurance Agency, Inc. (Wfgia)

Malvern, PA
04/2021 → 04/2025

Cicc Us Securities Inc

Manhattan, NY
05/2020 → 10/2020

Unemployed

Lancaster, PA
03/2021 → 03/2021

Unemployed

Lancaster, PA
11/2020 → 02/2021

Gaming & Leisure Properties, Inc.

Wyomissing, PA
08/2016 → 04/2020

Ambassadors For Christ, Inc.

Paradise, PA

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-11
S63	Uniform Securities Agent State Law Examination	2023-06-23

Other Firms