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Kathryn S. Windsor

Strategic Advisers LLC

Richmond, RI

CRD 8119334

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-10-29
TX RA APPROVED 2025-10-29
  • RI RA
    APPROVED
    Since 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

Richmond, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Providence RI 06/2025 Present
Adler Pollock & Sheehan P. C. Providence RI 07/2021 06/2025
Mclaughlinquinn Llc Providence RI 08/2013 07/2021
  • 06/2025 → Present
    Fidelity Investments
    Providence, RI
  • 07/2021 → 06/2025
    Adler Pollock & Sheehan P. C.
    Providence, RI
  • 08/2013 → 07/2021
    Mclaughlinquinn Llc
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-16
  • S66 Uniform Combined State Law Examination
    2025-10-16
Other Names
  • Kathryn Windsor

View on SEC IAPD

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