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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-04-20
  • WA RA
    APPROVED
    Since 2026-04-20

Branch Locations

Mount Vernon, WA • United States

Marysville, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linfield College Mcminnville WA 08/2015 08/2019
Whidbey Island Kayaking Langley WA 08/2018 09/2020
City Of Renton Renton WA 09/2019 04/2020
Unemployed Langley WA 05/2020 09/2020
Characterstrong Lake Tapps WA 10/2020 06/2025
Convergence Financial Partners Mount Vernon WA 06/2025 Present
Commonwealth Financial Network Waltham MA 12/2025 Present
  • 08/2015 → 08/2019
    Linfield College
    Mcminnville, WA
  • 08/2018 → 09/2020
    Whidbey Island Kayaking
    Langley, WA
  • 09/2019 → 04/2020
    City Of Renton
    Renton, WA
  • 05/2020 → 09/2020
    Unemployed
    Langley, WA
  • 10/2020 → 06/2025
    Characterstrong
    Lake Tapps, WA
  • 06/2025 → Present
    Convergence Financial Partners
    Mount Vernon, WA
  • 12/2025 → Present
    Waltham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-13
  • S66 Uniform Combined State Law Examination
    2026-04-13

View on SEC IAPD

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