Sloane Nicole Gaddie

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-15

Branch Locations

13355 Noel Rd Flr: 20, Galleria, Dallas, TX 75240 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	06/2025	Present
Goosehead Insurance	Dallas	TX	07/2024	06/2025
Kavanagh Consulting	New York	NY	05/2022	05/2024
Gaddie Eye Center	Lagrange	KY	05/2021	08/2021
Captain's Quarters	Louisville	KY	05/2020	08/2020
Nanny	Louisville	KY	08/2019	03/2020
Student	Tuscaloosa	AL	08/2020	05/2024
Student	Louisville	KY	01/2015	05/2020

06/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
07/2024 → 06/2025

Goosehead Insurance

Dallas, TX
05/2022 → 05/2024

Kavanagh Consulting

New York, NY
05/2021 → 08/2021

Gaddie Eye Center

Lagrange, KY
05/2020 → 08/2020

Captain's Quarters

Louisville, KY
08/2019 → 03/2020

Nanny

Louisville, KY
08/2020 → 05/2024

Student

Tuscaloosa, AL
01/2015 → 05/2020

Student

Louisville, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-14