Ethan P Lex

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-10-06
TX	RA	APPROVED	2025-08-07

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	06/2025	Present
Capital City Financial Partners	Columbia	SC	05/2023	12/2024
Eleeo Brands	Cincinnati	OH	12/2023	02/2024
Relational Wealth Management	Irmo	SC	01/2023	04/2023
University Of South Carolina	Columbia	SC	08/2021	05/2025
Madeira City Schools	Cincinnati	OH	06/2015	07/2021

06/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
05/2023 → 12/2024

Capital City Financial Partners

Columbia, SC
12/2023 → 02/2024

Eleeo Brands

Cincinnati, OH
01/2023 → 04/2023

Relational Wealth Management

Irmo, SC
08/2021 → 05/2025

University Of South Carolina

Columbia, SC
06/2015 → 07/2021

Madeira City Schools

Cincinnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-09