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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-01-15 |
Branch Locations
4027 Watson Blvd Ste. 240, Warner Robins, GA 31088 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc | Fort Worth | TX | 06/2025 | 02/2026 |
| Mercer University | Macon | GA | 12/2018 | 02/2021 |
| Middle Georgia State University | Macon | GA | 12/2016 | 11/2025 |
| Stay At Home Mom | Kathleen | GA | 11/2015 | 02/2026 |
| Middle Georgia State University | Macon | GA | 02/2026 | Present |
| Pecan Indulgences | Kathleen | GA | 02/2026 | Present |
| Self Employed | Kathleen | GA | 02/2026 | Present |
| Resumes For Heroes | Kathleen | GA | 02/2026 | Present |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 02/2026 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 02/2026 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 02/2026 | Present |
(1) Name of the other business: Robins Airman and Family Readiness Activities Council (RAFRAC) Whether the business is investment-related: No Address of the other business: 725 Ninth Street, Robins AFB 31098 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Treasurer The start date of your relationship: Feb 12, 2026 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Accept community donations and deposit them in the bank, inspect accounts, complete tax forms and disburse funds when necessary (2) Name of the other business: Vintage jewelry and craft sales Whether the business is investment-related: No Address of the other business: Kathleen, GA 31047 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Owner The start date of your relationship: Feb 11, 2026 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Purchase and sell vintage jewelry online (3) Name of the other business: Pecan Indulgences Whether the business is investment-related: No Address of the other business: Kathleen, GA 31047 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Feb 11, 2026 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 11 to 20 Briefly describe your duties relating to the other business: Grow and harvest pecans and blueberries (4) Name of the other business: Middle Georgia State University School of Business Whether the business is investment-related: No Address of the other business: 1001 University Parkway, Macon GA 31206 Nature of the other business: Education/Training Your position, title, or relationship with the other business: Part-time Professor The start date of your relationship: Feb 16, 2026 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Teach undergraduate college students Principles of Management and Organizational Behavior online. (5) Name of the other business: Resumes for Heroes Whether the business is investment-related: No Address of the other business: Kathleen GA 31047 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Feb 13, 2026 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Write resumes and provide career counseling for transitioning and retiring military and spouses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-23 |
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