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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-02-21 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
One Tower Bridge, 100 Front Street Suite 1325, Conshohocken, PA 19428 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 05/2005 | 02/2020 |
| Rockefeller Financial Llc | Conshohocken | PA | 02/2020 | Present |
| Rock & Co Llc | Conshohocken | PA | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-31 |
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