David Herbert Grant

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-02-11

CO RA
APPROVED

Since 2026-02-11

Branch Locations

Lakewood, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Greenwood Village	CO	07/2014	07/2018
Unemployed	Denver	CO	07/2018	11/2018
Empower	Greenwood Village	CO	11/2018	Present

07/2014 → 07/2018

Fidelity Brokerage Services Llc

Greenwood Village, CO
07/2018 → 11/2018

Unemployed

Denver, CO
11/2018 → Present

Empower

Greenwood Village, CO

Previous Registrations

2018-07-13 → 2018-07-24

Fidelity Personal And Workplace Advisors

Boston, MA
2015-07-07 → 2018-07-13

Strategic Advisers Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-09
S63	Uniform Securities Agent State Law Examination	1998-11-10

S66 Uniform Combined State Law Examination

2026-02-09
S63 Uniform Securities Agent State Law Examination

1998-11-10

Other Names

David Grant
David Herbert Grant
David Grant
David Grant Iii
David Herbert Grant

View on SEC IAPD