Nicholas Michael Kaufman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-02-18

NJ RA
APPROVED

Since 2026-02-18

Branch Locations

Montvale, NJ • United States

800 Westchester Ave Ste 300, Rye Brook, NY 10573-1354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Rye Brook	NY	06/2025	Present
Maggie Mcflys	Albany	NY	02/2022	05/2025
Gulf Coast Wealth Advisors	Sarasota	FL	05/2024	09/2024
All Auto Concierge	Monroe	NJ	05/2025	07/2025
Otto's Full Service	Piermont	NY	05/2024	08/2024
Tgi Fridays	West Nyack	NY	10/2023	05/2024
Amalfi Pizzarea	Central Valley	NY	03/2017	08/2022
Harriman Square Deli	Harriman	NY	05/2018	08/2019
Mw Middle School	Central Valley	NY	08/2013	07/2017

06/2025 → Present

Ameriprise Financial Services, Llc

Rye Brook, NY
02/2022 → 05/2025

Maggie Mcflys

Albany, NY
05/2024 → 09/2024

Gulf Coast Wealth Advisors

Sarasota, FL
05/2025 → 07/2025

All Auto Concierge

Monroe, NJ
05/2024 → 08/2024

Otto's Full Service

Piermont, NY
10/2023 → 05/2024

Tgi Fridays

West Nyack, NY
03/2017 → 08/2022

Amalfi Pizzarea

Central Valley, NY
05/2018 → 08/2019

Harriman Square Deli

Harriman, NY
08/2013 → 07/2017

Mw Middle School

Central Valley, NY

Other Businesses

Business Ownership; Lucky Sevens Car Club; Co-owner; Non-commercial entity organized for recreational and social club activities; 1259 mulberry dr, , mahwah, NJ, 07430; Not Investment-Related; 06/22/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-16

S66 Uniform Combined State Law Examination

2026-02-16

View on SEC IAPD