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Timothy Harper Carmon

Mml Investors Services, LLC

South Windsor, CT

Boston, MA

CRD 8117536

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-27
  • CT RA
    APPROVED
    Since 2025-10-27

Branch Locations

South Windsor, CT • United States

280 Congress St Suite 1300, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Boston MA 07/2025 Present
Mml Investors Services, Llc Boston MA 07/2025 Present
Carmon Funeral Homes Windsor CT 08/2024 Present
Moody's Corporation New York NY 09/2021 08/2024
Massmutual Life Insurance Company Springfield MA 03/2006 08/2021
  • 07/2025 → Present
    Massmutual Life Insurance Co
    Boston, MA
  • 07/2025 → Present
    Boston, MA
  • 08/2024 → Present
    Carmon Funeral Homes
    Windsor, CT
  • 09/2021 → 08/2024
    Moody's Corporation
    New York, NY
  • 03/2006 → 08/2021
    Massmutual Life Insurance Company
    Springfield, MA
Other Businesses

1) NAME: Carmon Community Funeral Homes, INV REL: Y, ADD: 807 Bloomfield Ave, Windsor, CT 06095, NATURE: Funeral Service, POSITION: CFO, START DATE: 08/12/2024, NO. HR/MO: 160, NO. HR/MO DURING SEC TRADING: 120, DUTIES: Financial Operations, Employee Relations, Strategic Decision Making 2) NAME: Trinity United Methodist Church INV REL: N ADD: 180 Park Ave, Windsor CT 06095 NATURE: Church POSITION: Endowment chair START DATE: 01/01/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: In charge of reporting on endowment performance and cash flow. Request money from the fund when needed by the church. Coordinate approval for changes to endowment policy or investment strategy. 3) NAME: THC Properties, LLC INV REL: Y ADD: Residential Address NATURE: Realtor/Real Estate POSITION: Owner of LLC used for real estate START DATE: 08/13/2025 NO HRS/MO: 4 NO/HRS MO DUR TRADING: 2 DESCRIBE DUTIES: I am the owner of funeral home real estate that will be leased to Carmon Funeral Homes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02
Other Names
  • Timothy Carmon
  • Tim Carmon
  • Timothy H Carmon

View on SEC IAPD

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