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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-27 |
Branch Locations
South Windsor, CT • United States
280 Congress St Suite 1300, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Boston | MA | 07/2025 | Present |
| Mml Investors Services, Llc | Boston | MA | 07/2025 | Present |
| Carmon Funeral Homes | Windsor | CT | 08/2024 | Present |
| Moody's Corporation | New York | NY | 09/2021 | 08/2024 |
| Massmutual Life Insurance Company | Springfield | MA | 03/2006 | 08/2021 |
1) NAME: Carmon Community Funeral Homes, INV REL: Y, ADD: 807 Bloomfield Ave, Windsor, CT 06095, NATURE: Funeral Service, POSITION: CFO, START DATE: 08/12/2024, NO. HR/MO: 160, NO. HR/MO DURING SEC TRADING: 120, DUTIES: Financial Operations, Employee Relations, Strategic Decision Making 2) NAME: Trinity United Methodist Church INV REL: N ADD: 180 Park Ave, Windsor CT 06095 NATURE: Church POSITION: Endowment chair START DATE: 01/01/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: In charge of reporting on endowment performance and cash flow. Request money from the fund when needed by the church. Coordinate approval for changes to endowment policy or investment strategy. 3) NAME: THC Properties, LLC INV REL: Y ADD: Residential Address NATURE: Realtor/Real Estate POSITION: Owner of LLC used for real estate START DATE: 08/13/2025 NO HRS/MO: 4 NO/HRS MO DUR TRADING: 2 DESCRIBE DUTIES: I am the owner of funeral home real estate that will be leased to Carmon Funeral Homes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-02 |
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