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Nicolas Jaine Canaba

Knights Of Columbus Asset Advisors LLC

New Haven, CT

Fresno, CA

CRD 8116683

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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-02
  • CA RA
    APPROVED
    Since 2025-07-02

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

6715 N Palm Ave. Suite 216, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Fresno CA 11/2020 Present
Alpha Dogs Distribution Inc Tulare CA 05/2013 11/2020
Knights Of Columbus Asset Advisors Llc Fresno CA 07/2025 Present
Other Businesses

Consulting on very rare occasions from Alpha Dogs Distribution Inc. Non-related to investments Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 11/2020, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-07
  • S65 Uniform Investment Adviser Law Examination
    2025-06-07
Other Names
  • Nicholas Canaba

View on SEC IAPD

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