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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
| NY | RA | APPROVED | 2026-06-02 |
| RI | RA | APPROVED | 2026-06-02 |
| TX | RA | APPROVED | 2026-06-02 |
Branch Locations
121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Little Shores Market | North Providence | RI | 12/2020 | 02/2021 |
| Bonnet Shores Beach Club | Narragansett | RI | 05/2019 | 09/2022 |
| University Of Rhode Island | Narragasnett | RI | 09/2024 | 10/2024 |
| Barrington Middle School | -Barrington | RI | 01/2014 | 05/2019 |
| Mobile Fencing Inc. | Providence | RI | 06/2024 | 08/2024 |
| Lasalle Bakery | Providence | RI | 01/2020 | 02/2021 |
| Pfizer | Groton | CT | 06/2023 | 09/2023 |
| Red Parrot | Newport | RI | 10/2023 | 05/2024 |
| Coast Guard House | Narragansett | RI | 09/2022 | 05/2023 |
| Fidelity Investments | Smithfield | RI | 06/2025 | 03/2026 |
| University Of Rhode Island | Narragansett | RI | 09/2023 | 10/2023 |
| Yawgoo Valley Ski Resort | Exeter | RI | 09/2021 | 05/2022 |
| Boone Street Market Place | Narragansett | RI | 11/2024 | 06/2025 |
| Voya Financial Advisors | Boston | MA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-17 |
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