Best Investors
Account
Sign in
CRD 8116434
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-26 |
Branch Locations
Lake Forest, CA • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2025 | Present |
| Urban Arena | Costa Mesa | CA | 09/2024 | 03/2025 |
| University Of California, Santa Barbara | Santa Barbara | CA | 09/2020 | 06/2024 |
| Panda Restaurant Group, Inc. | Goleta | CA | 05/2022 | 07/2022 |
| The Home Depot, Inc. | Lake Forest | CA | 11/2020 | 03/2021 |
| El Toro High School | Lake Forest | CA | 09/2016 | 06/2020 |
| Pump It Up | Lake Forest | CA | 07/2019 | 03/2020 |
| Serrano Intermediate School | Lake Forest | CA | 09/2014 | 06/2016 |
1-- LA PENSION PLANNERS POSITION: Financial Representative NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 5/28/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA for Securities Business / Financial Services 2-- LIFE & HEALTH INSURANCE POSITION: Financial Representative. NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 120 TRADING HOURS: 0 START DATE: 5/28/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-24 |
Reach out to this advisor