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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-09-19 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 08/2012 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2012 | Present |
(1) REAL ESTATE LLC Address: Home Address, Charlotte, NC 28216 EFFECTIVE DATE: 10/19/2012 NOT AN INVESTMENT RELATED ACTIVITY DEVOTE TEN HOURS PER WEEK. ZERO HOURS DEVOTED DURING SECURITY TRADING HOURS. (2) CPCC INSTRUCTOR POSITION: Employee NATURE: Meet with students two nights per week for 6 weeks and lecture/teach on the area of financial planning fundamentals and the use of the financial calculator. Use visuals and tools made available through the book publisher. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2020 ADDRESS: 3210 CPCC Harris Campus Dr., Charlotte NC 28208, United States DESCRIPTION: Course Instructor - Financial Planning Fundamentals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-21 |
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