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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-05
  • TX RA
    APPROVED
    Since 2025-08-05

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Dallas TX 06/2025 Present
J.P. Morgan Securities Llc Dallas TX 06/2025 Present
Highwood Capital Washington DC 05/2014 06/2025
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 06/2025 → Present
    Dallas, TX
  • 05/2014 → 06/2025
    Highwood Capital
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-05
  • S66 Uniform Combined State Law Examination
    2025-08-05

View on SEC IAPD

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