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Spencer J Ogden

Dock Street Asset Management Inc

Palm Beach, FL

Newport, RI

CRD 4980134

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Employer firm

Dock Street Asset Management Inc CRD 111163

$1.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Dock Street Asset Management Inc

2875 South Ocean Blvd Suite 200-46, Palm Beach, FL 33480 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-05-03
TX RA APPROVED 2021-01-20
  • RI RA
    APPROVED
    Since 2022-05-03
  • TX RA
    APPROVED
    Since 2021-01-20

Branch Locations

2875 South Ocean Blvd Suite 200-46, Palm Beach, FL 33480 • United States

Newport, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dock Street Asset Management Inc. Newport RI 04/2020 Present
Franklin Templeton Stamford CT 02/2007 04/2020
Dock Street Asset Management Inc Newport RI 01/2023 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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