Luke Richards

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-14
VT	RA	APPROVED	2026-01-23
TX	RA	APPROVED	2026-01-22
AL	RA	APPROVED	2026-01-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Orlando	FL	01/2020	Present
Tiaa-Cref Individual & Institutional Services, Llc	Orlando	FL	06/2025	Present
Nolan Transportation Group	Charlotte	NC	06/2019	09/2019
Performance Bicycle	Columbus	OH	05/2017	08/2018
Belmont Abbey College	Belmont	NC	08/2015	06/2019
Unemployed	Charlotte	NC	10/2019	12/2019

01/2020 → Present

Tiaa

Orlando, FL
06/2025 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Orlando, FL
06/2019 → 09/2019

Nolan Transportation Group

Charlotte, NC
05/2017 → 08/2018

Performance Bicycle

Columbus, OH
08/2015 → 06/2019

Belmont Abbey College

Belmont, NC
10/2019 → 12/2019

Unemployed

Charlotte, NC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-05

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