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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2025 | Present |
| Cypress Bay High School | Weston | FL | 08/2015 | 06/2019 |
| University Of Central Florida | Orlando | FL | 08/2021 | 07/2023 |
| Broward College | Davie | FL | 01/2024 | 05/2024 |
| Florida International University | Miami | FL | 08/2024 | 08/2025 |
| Amc Theatres | Sunrise | FL | 01/2019 | 08/2019 |
| University Of Central Florida Bookstore | Orlando | FL | 11/2019 | 02/2020 |
| Burger Fi | Weston | FL | 06/2020 | 01/2021 |
| Lazy Moon | Orlando | FL | 02/2021 | 05/2021 |
| Ke-Uh Restaurant/Fundador Llc | Weston | FL | 06/2021 | 08/2021 |
| Giovanni's Italian Restaurant | Oviedo | FL | 12/2021 | 06/2022 |
| First Watch | Orlando | FL | 07/2022 | 06/2023 |
| Ke-Uh Restaurant/Fundador Llc | Weston | FL | 07/2023 | 07/2025 |
| University Of Central Florida | Weston | FL | 04/2020 | 08/2021 |
| University Of Central Florida | Orlando | FL | 08/2019 | 04/2020 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-31 |
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