Christopher Rayniel Diaz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → Present
  Wells Fargo Clearing Services, Llc
  Knightdale, NC
• 08/2021 → Present
  Wells Fargo Bank, Na
  Knightdale, NC
• 12/2019 → 08/2021
  Belk
  Zebulon, NC
• 06/2015 → 11/2019
  Vision Nc
  Durham, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-29
• S63 Uniform Securities Agent State Law Examination
  2025-09-04

Other Names

• Chris Rayniel Diaz
• Christopher Diaz