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Christopher Rayniel Diaz

Wells Fargo Clearing Services, LLC

Knightdale, NC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-29
  • NC RA
    APPROVED
    Since 2025-10-29

Branch Locations

6615 Knightdale Blvd, Knightdale, NC 27545 • United States

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Knightdale NC 06/2025 Present
Wells Fargo Bank, Na Knightdale NC 08/2021 Present
Belk Zebulon NC 12/2019 08/2021
Vision Nc Durham NC 06/2015 11/2019
  • 06/2025 → Present
    Wells Fargo Clearing Services, Llc
    Knightdale, NC
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Knightdale, NC
  • 12/2019 → 08/2021
    Belk
    Zebulon, NC
  • 06/2015 → 11/2019
    Vision Nc
    Durham, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2025-09-04
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2025-09-04
Other Names
  • Chris Rayniel Diaz
  • Christopher Diaz

View on SEC IAPD

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Other Offices

EDWARD JONES · Knightdale, NC
EDWARD JONES · KNIGHTDALE, NC
LINCOLN INVESTMENT · KNIGHTDALE, NC
LINCOLN INVESTMENT · KNIGHTDALE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KNIGHTDALE, NC
CREDIT UNION INVESTMENT SERVICES · Knightdale, NC
EDWARD JONES · Knightdale, NC
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