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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-21 |
Branch Locations
717 W. Main St., Suite 9, Midlothian, TX 76065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Anglin Financial, Llc | Dallas | TX | 05/2020 | 10/2022 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 04/2018 | 05/2020 |
| M. Dean Owen Cpa | Paducah | KY | 04/2016 | 05/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2020 | 10/2022 |
| H.D Vest Investment Services | Paducah | KY | 05/2016 | 05/2018 |
| H.D Vest Advisory Services, Inc. | Paducah | KY | 05/2016 | 05/2018 |
| First Command Advisory Services | Fort Worth | TX | 05/2018 | 05/2020 |
| Cedar Resort Management, Llc | Arlington | TX | 01/2013 | Present |
| Disability Dental Holdings, Llc | Arlington | TX | 06/2018 | Present |
| Avantax Investment Services Inc. | Midlothian | TX | 10/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Midlothian | TX | 10/2022 | 10/2022 |
| Avantax Advisory Services | Midlothian | TX | 10/2022 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Midlothian | TX | 10/2022 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | CA | 07/2025 | Present |
1) CEDAR RESORT MANAGEMENT LLC; POSITION: Member NATURE: Manage lake house real estate for rental income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2013; 4416 Willow Bend Dr., Arlington TX 76017; None, just a 2% member 2) DISABILITY DENTAL HOLDINGS LLC; POSITION: Manager NATURE: Manages physical assets of a dental business. Purchases, sales, items used in the business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2018; 4416 Willow Bend Dr., Arlington TX 76017; member - no active duties 3)FORD INNOVATIVE WEALTH STRATEGIES POSITION: Owner NATURE: This is the business name I am using. It is an DBA filed with the county but still through me personally as a sole proprietor. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 10/27/2022 ADDRESS: 3061 Oak Tree Ln, Midlothian TX 76065, United States DESCRIPTION: Owner/employee.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-07-08 |
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