Claudia Helene Kelly

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 06/2024 → 08/2024
  Buckman, Buckman & Reid Inc.
  Little Silver, NJ
• 06/2023 → 08/2023
  Prager Metis, Cpa
  Cranbury, NJ
• 05/2017 → 08/2017
  Long Branch Ocean Rescue
  Long Branch, NJ
• 10/2001 → 05/2017
  Unemployment
  Na, XX
• 08/2023 → 06/2024
  Unmployment
  Na, XX
• 08/2024 → 06/2025
  Unemployment
  Na, XX
• 08/2017 → 06/2018
  Unemployment
  Na, XX
• 06/2018 → 08/2018
  Long Branch Ocean Rescue
  Long Branch, NJ
• 08/2018 → 06/2019
  Unemployment
  Na, XX
• 06/2019 → 08/2019
  Long Branch Ocean Rescue
  Long Branch, NJ
• 08/2019 → 06/2020
  Unemployment
  Na, XX
• 06/2020 → 08/2020
  Long Branch Ocean Rescue
  Long Branch, NJ
• 08/2020 → 06/2021
  Unemployment
  Na, XX
• 06/2021 → 08/2021
  Long Branch Ocean Rescue
  Long Branch, NJ
• 08/2021 → 06/2022
  Unemployment
  Na, XX
• 06/2022 → 08/2022
  Long Branch Ocean Rescue
  Long Branch, NJ
• 08/2022 → 06/2023
  Unemployment
  Na, XX
• 03/2026 → Present
  Nuveen Asset Management Llc
  Chicago, IL

Other Businesses

Name: Women’s Professional Lacrosse League Position: Player on professional lacrosse team Nature: Professional Athlete Investment Related: No Hours: 6/week during the season, which runs during the summer Securities trading hours: 0 Start date: 06/19/2026 Address: Premier Lacrosse League, 530 7th Ave, Suite 2801, New York, NY 10016 Description: Professional Women’s Lacrosse Player

Exams

• S66 Uniform Combined State Law Examination
  2026-04-10

Other Names

• Claudia Kelly